Finra proposes annual regulatory education
June 15, 2021 by Mark Schoeff Jr.
Finra is proposing to increase the frequency of continuing education regarding regulatory developments while providing a longer runway for former brokers to reenter the industry as long as they keep up with educational requirements.
Click HERE to read the full story via InvestmentNews
Originally Posted at InvestmentNews on June 7, 2021 by Mark Schoeff Jr..
Categories: Industry Articles